Lucia Botasini Pettirossi
Montevideo,MO
Summary
I have extensive experience in risk management across sectors like Fintech, Blockchain, Traditional Banking, and more. Focus on identifying, assessing, and mitigating risks in both emerging technologies and traditional industries, with the goal of helping organizations manage risks while maintaining operational stability. I also have deep expertise in regulatory compliance (AML, KYC, sanctions, and anti-corruption), where I’ve developed and implemented strategies to keep businesses compliant, safeguarding them from legal, regulatory, and reputational risks.
I’ve led innovative projects in blockchain and smart contracts, driving digital transformation and integrating new technologies into businesses. Experience includes leading cross-functional teams, ensuring that solutions align with strategic goals and are seamlessly integrated into daily operations. By leveraging data analysis, Guiding decision-making and align risk management and compliance strategies with organizational objectives. Focus on minimizing compliance risks while fostering innovation and long-term success, creating a secure, transparent environment that ensures regulatory compliance and helps businesses thrive in an ever-evolving landscape.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Independent Consultant
Independent Consultant Strategy & Transformation Consulting
09.2024 - Current
- Risk Management in Fintech, Blockchain, Traditional Banking, and Non-Financial Sectors: Skilled in identifying, assessing, and mitigating risks across both emerging technologies and traditional industries, ensuring the operational stability and security of innovative financial platforms and traditional banking systems.
- Regulatory Compliance (AML, KYC, Sanctions, and Anti-Corruption): Experienced in designing and implementing compliance strategies that ensure adherence to AML, KYC, anti-corruption, and sanctions regulations, protecting organizations from legal and financial risks.
- Leadership in Disruptive Projects: Proven track record in leading projects involving blockchain, smart contracts, and other emerging technologies, driving digital transformation and innovation within organizations.
- Multidisciplinary Team Management: Effective at coordinating diverse teams, fostering collaboration, and integrating innovative solutions into daily operations, while ensuring alignment with organizational goals.
AML Unit Manager
BBVA URUGUAY SA
05.2022 - 06.2024
- Led the implementation of AML processes and controls, ensuring compliance with local and international regulations at a rate of 98%
- Kept incidents below 0.1% of total transactions through comprehensive risk assessment.
- Collaborated closely with compliance, legal, audit, and business teams to ensure regulatory compliance and risk mitigation across more than 5 strategic projects.
- Provided training and guidance to 100% of employees on AML policies and procedures, promoting a culture of compliance, resulting in a compliance culture improvement of 96%
- Enhanced decision-making processes in four strategic areas through detailed reporting to senior management and regulators on the status of AML compliance.
- Managed team of 18 employees and ensured their productivity and results
Head of AML Compliance Team
BBVA Uruguay SA
03.2018 - 04.2022
- Conducted due diligence investigations on clients and transactions to ensure 100% compliance with AML regulations
- Participated in the review and update of 18 compliance policies and procedures to meet regulatory standards (local and international)
- Contributed to the development of tools, improving efficiency in money laundering prevention with a 25% reduction in false positive alerts
- Collaborated closely with team members to achieve project objectives and meet deadlines
- Maintained updated knowledge through continuing education and advanced training to 100% of employees
Structured Products and Trusts Corporate Banking
BBVA Uruguay SA
11.2013 - 02.2018
- Implemented principles and practices related to the creation, administration, and management of trusts (fiduciary duties, applicable legislation, and reporting requirements).
- Designed and developed 7 innovative financial products tailored to the specific needs of clients.
- Assessed risks, optimized structures, and considered regulatory and tax factors in the development of 4 trust products, achieving high customer satisfaction.
Financial Desk Analyst
BBVA Uruguay SA
02.2010 - 10.2013
- Facilitated the daily execution of client financial transactions, ensuring they were carried out efficiently and in compliance with regulations
- Assisted in the management and optimization of investment portfolios by analyzing performance and adjusting positions as needed
- Identified and assessed risks associated with various financial instruments and investment strategies
- Monitored and analyzed market trends, asset prices, and economic movements
Private Banking Back Office
BBVA Uruguay SA (ex Credit Uruguay Banco SA)
06.2007 - 01.2010
- Verified and recorded financial transactions with a daily volume of more than 30 investment operations
- Prepared reports for analysis to facilitate decision-making
- Managed relevant sector documentation with a 100% regulatory compliance scope
- Reviewed account information to ensure accuracy and compliance with policies and regulations.
- Monitored daily transactions to detect irregularities or suspicious activity.
- Verified documentation received from customers before entering into the system for processing.
Education
Certified Regulatory Compliance Manager (CRCM) -
American Bankers Association
02-2025
Certified Enterprise Agile Consultant -
Enterprise Agile University
11-2024
ADVANCED CAMS-FCI -
ACAMS
10-2024
Diploma in Blockchain For Asset Tokenization -
Tech University
10-2024
International Certification -
International Blockchain Association
09-2024
Certified Anti-Money Laundering Specialist -
ACAMS
12-2023
European Financial Advisor -
EFPA
12-2012
Certified Public Accountant - Economics -
UDELAR Universidad De La República
01.2006
Skills
- Effective Communication
- Critical Analysis and Strategic Thinking
- Leadership and Project Management
- Commitment to High Ethical Standards and Integrity
- Adaptability and Flexibility
- Time Management
- Efficiency Under Pressure
- Conflict Resolution
- Risk management strategies
- Regulatory knowledge
- Corporate Governance
Certification
- Gestión de Directorios - Universidad ORT Uruguay, 2023
- Dirección de Proyectos Complejos - Cambridge Judge Business School, 2022
- Programa Ejecutivo de Inteligencia Lúdica - Universidad Torcuato Di Tella, 2021
- Agile Leadership - Universidad Torcuato Di Tella, 2021
- Agile Change Management Qualified - Project Management Latin America, 2020 (Vigente)
- Formación Fiduciaria Internacional - Felaban (Vigente)
Languages
Spanish
Native language
English
Advanced
C1
Portuguese
Upper intermediate
B2
Italian
Upper intermediate
B2
Timeline
Independent Consultant
Independent Consultant Strategy & Transformation Consulting
09.2024 - Current
AML Unit Manager
BBVA URUGUAY SA
05.2022 - 06.2024
Head of AML Compliance Team
BBVA Uruguay SA
03.2018 - 04.2022
Structured Products and Trusts Corporate Banking
BBVA Uruguay SA
11.2013 - 02.2018
Financial Desk Analyst
BBVA Uruguay SA
02.2010 - 10.2013
Private Banking Back Office
BBVA Uruguay SA (ex Credit Uruguay Banco SA)
06.2007 - 01.2010
- Gestión de Directorios - Universidad ORT Uruguay, 2023
- Dirección de Proyectos Complejos - Cambridge Judge Business School, 2022
- Programa Ejecutivo de Inteligencia Lúdica - Universidad Torcuato Di Tella, 2021
- Agile Leadership - Universidad Torcuato Di Tella, 2021
- Agile Change Management Qualified - Project Management Latin America, 2020 (Vigente)
- Formación Fiduciaria Internacional - Felaban (Vigente)
Certified Regulatory Compliance Manager (CRCM) -
American Bankers Association
Certified Enterprise Agile Consultant -
Enterprise Agile University
ADVANCED CAMS-FCI -
ACAMS
Diploma in Blockchain For Asset Tokenization -
Tech University
International Certification -
International Blockchain Association
Certified Anti-Money Laundering Specialist -
ACAMS
European Financial Advisor -
EFPA
Certified Public Accountant - Economics -
UDELAR Universidad De La República
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